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The European Securities and Markets Authority (ESMA) has issued new guidance on the use of artificial intelligence (AI) in investment services aimed at retail investors. In this article, you'll gain insight into the new guidelines, the potential and risks of AI, and how companies can ensure responsible use in compliance with MiFID II.

Fund of Funds (FoF) strategies can offer diversified exposure and access to specialized managers, but they also come with an overlooked risk: structural risk. Inadequate due diligence on the underlying fund structures can lead to unforeseen legal, operational, and liquidity challenges that undermine the benefits of diversification. This article explores the structural risks in FoF investments and the opportunities for asset managers to enhance their due diligence processes and ensure a more holistic risk assessment.

The European Securities and Markets Authority (ESMA) and national competent authorities have recently placed increased focus on the requirements established in the Market Abuse Regulation (MAR), which apply when investment recommendations are posted on social media, for example. They also warn about the risks of market abuse associated with posts on social media. We have gathered three key guidelines for you to ensure that the rules are followed.

On 29 June 2023, the first part of the European Parliament and Council Regulation (EU) 2023/1114 on markets for crypto assets (hereinafter MiCA) entered into force. In this update, our banking and finance law specialists take a closer look at the overall distinctions in MiCA. You will also get a summary of the regulation that has now entered into force and the regulation awaiting in 2024 in connection with the remaining parts of MiCA.

On 3 August 2023, the Danish Financial Supervisory Authority disclosed a consultation on the Danish executive order on foreign UCITS’s marketing in Denmark. In this article, you will get an overview of the proposed amendments that may be important to you.